Free resource · for AU regulated practices

The free AI-use register: prove what your AI did, starting today.

Your firm uses AI every day. This is the simplest way to start proving it — no software required. Keep one row per AI-assisted client job, filled in as the work happens (not reconstructed later — that’s the whole point). A shared spreadsheet works to begin.

Download the register (CSV)
The register

One row per AI-assisted job. Eleven fields.

FIELDWHAT TO RECORD
DateWhen the AI-assisted task ran
Client / matterWho it was for (use a code if sensitive)
Task / intentWhat was actually asked of the AI
AI tool + modelWhich tool and model were used
Inputs / sourcesWhat information the AI was given
What the AI producedThe output, in one line
What changed in reviewEdits or corrections a human made
Reviewer (who signed off)The qualified person who stood behind it
Sign-off dateWhen it was reviewed and approved
Evidence locationWhere the record or file lives
Client disclosed?Was AI use disclosed to the client?

Building inspection? Swap the middle fields for Property · Observation · AI-drafted finding · AS/NZS 4349.1 clause cited · Inspector sign-off · Photo/voice evidence ref.

For your engagement letter

A clause that does more than “AI may be used.”

“In providing these services we may use artificial-intelligence tools to assist with drafting, analysis and review. Where AI is used, a qualified member of our team reviews and approves the output before it forms part of your deliverable, and we maintain a record of how AI was used on your matter. That record is available to you on request. AI tools do not make final professional judgements; our practitioners remain responsible for the work.”

It commits to the three things a regulator or insurer actually wants to see — review, a record, and accountability. Have your own AU-qualified adviser confirm the wording before use.

Why each column matters

Each field answers a regulator’s question.

DRIVERWHAT IT EXPECTSCOLUMNS THAT ANSWER IT
TPB Code of Professional ConductDemonstrate the quality-management system behind AI-assisted adviceTask · Reviewer · Sign-off · Evidence
APES 110Due care, objectivity, accountabilityReviewer · What changed in review
AUSTRAC (Tranche 2)Evidence of who knew what, whenDate · Reviewer · Sign-off date
Privacy Act 1988 + ADM (from Dec 2026)Transparency and control over automated processing of personal dataInputs/sources · Client disclosed?
PI insurer (at renewal)Documented AI-tool usage and controlsThe whole register, kept current
The honest limit of a spreadsheet

A manual register is a real start. Here’s where it breaks.

A register is far better than a Copilot log or a disclosure clause alone — but it has two failure modes: people forget to fill it in, and it gets reconstructed after the fact (which a sharp reviewer can tell). The fix is to capture the intent → evidence → sign-off loop automatically, at the point the work happens — so the proof is a by-product of doing the job, not extra admin. That’s loop engineering.

This template is provided free for AU practices to adopt as-is. It does not constitute legal or professional advice.

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